No. 86-4653.United States Court of Appeals, Fifth Circuit.
February 26, 1988.
Linda Dreeben, Atty., Elliott Moore, Deputy Assoc. Gen. Counsel, N.L.R.B., Victoria A. Higman, Washington, D.C., for petitioner.
Robert J. Attaway, Wagner, Heine, Underberg, Manley, Myerson
Casey, New York City, Ann E. Isaac, Sea-Land Corp., Edison, N.J., for respondent.
Application For Enforcement Of An Order Of The National Labor Relations Board.
Before BROWN, REAVLEY, and JOLLY, Circuit Judges.
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JOHN R. BROWN, Circuit Judge:
[1] The Board, over the dissent of Chairman Dotson, overruling the decision of the ALJ, held Sea-Land guilty of violating § 8(a)(1)[1] by coercively interrogating the Radio Operator Dunleavy and in discharging Dunleavy under § 8(a)(4)[2] because of the acknowledged, undisputed, uncontradicted refusal of Dunleavy to answer questions put to him by the Master of an oceangoing vessel while at sea.[3] What distinguishes this from the ordinary run of the mill everyday garden variety land based situation in which decision would hardly merit an unpublished opinion, the significant problem here is how far and to what extent the National Labor Relations Act goes to sea. Of course it does, Southern Steamship v. NLRB, 316 U.S. 31, 62 S.Ct. 886, 86 L.Ed. 1246 (1942), but its application, with orders and sanctions issued under it, are trimmed to the traditions of the sea as reflected by the intricate web of congressional actions. [2] The scene is laid, not in some suburban shopping center, a nearby foundry or textile mill. Rather, all that occurred took place on the S/S SAN PEDRO, an oceangoing, cargo carrying vessel operating in and out of the Port of New Orleans. On 23 February 1984, shortly after the ship docked at New Orleans, Captain Gary Fleeger, the ship’s Master, in contact with the company’s local office, was asked by Captain Savage, the senior port captain, about any problems the ship was having with the NLRB and why the ship was calling them. Mystified by the inquiry, Captain Fleeger responded in complete ignorance. He learned subsequently that a radio message from the ship inquired about the telephone number of the National Labor Relations Board.[3] Sparks Fly
[4] Concerned that this unauthorized radio transmission was in direct violation of established practices and his plain verbal instructions and in excess of the authority of the radio officer and suspecting something was wrong, not only in Denmark but on the SAN PEDRO, Captain Fleeger, at about 1700 hours on the same day, while the ship was still in the port, posted a note on the door to Dunleavy’s cabin aboard the ship.[4] The message stated, in so many words, that the Captain had learned that on 21 February, Dunleavy had used the ship’s radio to contact the National Labor Relations Board. Specifically, the Captain demanded by 0800 hours, 24 February 1984, a detailed written explanation as to:[5]
[5] It is uncontradicted that Dunleavy saw the memorandum at around 2130 hours. At 0030 hours, February 24, the SAN PEDRO departed New Orleans. While underweigh at sea Captain Fleeger received this answer from Dunleavy.[1] What prompted the call to the National Labor Relations Board …;
[2] By what authority [Dunleavy] made the requests of service from Sea-Land in New Orleans to find the number for [him] when they assume that ALL requests for action are made in my name, and
[3] by what authority [Dunleavy] actually placed the call on the ship’s system.
[6] After receiving this response, Captain Fleeger took a copy of his first FebruaryI have insufficient knowledge or evidence of the accusations leveled against me in your letter of 23 February 1984. It would be extremely difficult and well nigh impossible to answer certain items of which no knowledge exists. However, the accusations are serious and any further proof of same would be appreciated.[6]
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23 memorandum, and added to it the following:
[7] With no response to any one or all of his questions, the Master received finally this terse reply at 1600 hours, February 25:Regarding your answer to the above letter, I find it rather difficult to understand your reply.
These are not “trick” questions. I will try to simplify them even further.[7]
[4] Did you or did you not contact Sea-Land New Orleans and request the location and/or the telephone number of the National Labor Relations Board?
[5] If you did do the above, by what authority did you initiate the query?
[6] Did you, or did you not actually call the NLRB? If so, did you use the ship’s communication equipment?
[7] What prompted your inquiry regarding the NLRB? (assuming that you did ask Sea-Land for the address and/or telephone number?)
[8] If you did not make any inquiry to Sea-Land regarding the NLRB, did anyone else do so to your knowledge?
[8] Shortly thereafter, Captain Fleeger instructed Dunleavy to send a message to Sea-Land’s New Orleans office requesting a replacement radio officer to meet the ship at San Juan, Puerto Rico.This letter will serve as a final reply to both letters mentioned above. On February 23, 1984, you falsely and irresponsibly accused me, in writing,
of illegal use of the ship’s radio station and/or communications equipment …
This answer, as given above, to your letters and/or accusation is: firm, final, and due no further consideration on my part at this point in time. Any further comments re the above will be made through my union and/or an attorney….[8]
[9] Two Years Before the Mast
[10] On 26 February, still at sea at 1600 hours, Captain Fleeger invoked a disciplinary meeting described by all those who go down to the sea in ships as a logging.[9] Captain Fleeger meticulously complied with the requirements,[10] including the entries in the official log.[11]
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[11] Present at this proceeding were Captain Fleeger, Dunleavy, the chief officer, and the chief engineer. Captain Fleeger, reading a prepared statement, stated that he had been trying, without success, to have Dunleavy answer questions pertaining to the operation of the ship’s radio. He advised Dunleavy that he had not yet been discharged and that the request for a replacement radio officer could be cancelled. Fleeger also read portions of 46 U.S.C. § 701[12] prescribing that “a seaman guilty of willful disobedience to any lawful command at sea [may be] placed in irons” and if guilty of “continued willful disobedience to lawful command … [may be] placed in irons, on bread and water.” [12] At the conclusion of Captain Fleeger’s reading of his prepared statement, Dunleavy said he would like to make a statement which he personally then wrote in the official log book stating “I wish to make no further statements regarding the operation of the ship’s radio station on the grounds that by doing so I may incriminate myself.”[13] [13] Several things are without any possible basis of contradiction. First, and of pervasive significance, is the fact that the transmission of the message inquiring as to the telephone number of the Labor Board was in flat violation of the master’s lawful orders. Captain Fleeger had ordered that except for “hearts and flowers” personal messages sent for crew members, no, and in the tradition of radio messages, repeat no, message was to be sent without the express authority of the master.[14] [14] Equally decisive, this flat prohibitory order was not out of petty pride of the master to demonstrate his powers or to exhalt his high office. It was brought about strictly by the laws’ demand that a “mobile radio station is placed under the supreme authority of the master … of the ship … carrying the mobile station.”[15] These binding regulations also demand that the master “shall require that each operator comply” with the regulations and that the … station for which the operator[16]is responsible is used, at all times, in accordance with these Regulations.[17] [15] Again, this is in no way merely to enhance the position of the master. Rather, it is to assure that the order of priority of communications prescribed by § 83.176[18]
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and § 83.177[19] are complied with. A radio operator theoretically has to be continuously on watch and not have any traffic from the ship interfere with his capacity to receive priority messages.
[16] There are also numerous statutory commands concerning ship’s radios and radio operators. 47 U.S.C. § 351 provides that for a cargo ship in excess of 300 gross ton, it is a violation to leave a harbor for a voyage on the open sea unless the ship is equipped with a radio station and operated by a radio officer. Section 353(a) provides for two radio officers. Under § 353(b) a ship provided with auto alarm may have one radio operator. Section 353(c) requires “a watch of at least eight hours per day, in the aggregate, shall be maintained by a means of a qualified operator.”[17] Who’s in Command?
[18] With this almost certain violation of his standing order, what was the master to do in exerting his “supreme command”? Although there could be little doubt in the master’s mind whether the act had been done,[20] the minimum for the master to do was to ascertain whether the unauthorized message had actually been sent.
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bore directly on the master’s statutory discretion in meting out punishment.
[21] Conceding that in a land-based plant, a warehouse in the middle of an arid state, a highly sophisticated laboratory located on a university campus, the question seeking what “prompted”[23]Dunleavy to contact the Labor Board could justifiably give rise to a holding that this interfered with or discouraged his access to the Board in violation of § 8(a)(1), the result is different here. In the first place, the ALJ categorically found that “no violation took place here.”[24] The ALJ was on sound ground for, although the case is obviously one in which a reviewing court could rely primarily on the ALJ’s contrary finding, we conclude the difference between the ALJ and the Board on the significance of the maritime setting is the principal question to be addressed here. [22] As Judge Jolly has recently stated for us, “[t]he established position of both the Board and this court is that questioning an employee about union sympathies is not per se unlawful; rather, the rule is that an employee interrogation is unlawful only where under the totality of circumstances[25] the interrogation reasonably tends to restrain or interfere with the employees in the exercise of rights guaranteed by the Act.” Centre Property Management v. NLRB, 807 F.2d 1264, 1270 (5th Cir. 1987) [23] The ALJ made elaborately detailed findings on the relative credibility of Captain Fleeger and Dunleavy, including “their testimonial demeanor as well as the inherent reliability of their conflicting versions.” The ALJ summed it up: “Not only do I conclude that Dunleavy’s disputed evidence lacks plausibility … but I also find that generally Fleeger was a consistent and straightforward witness.” In contrast to this, the ALJ went on, “Dunleavy was hesitant, evasive and not as forthright, and his testimony exhibits internal inconsistencies.”[26] [24] This finding is crucial to the Board’s application of NLRB v. Transportation Management Corp., 462 U.S. 393, 103 S.Ct. 2469, 76 L.Ed.2d 667 (1982), upholding the Board’s Wright Line,[27]
rule. That rule provides that even though the Board determines that the employee’s protected conduct was a substantial factor in the employer’s adverse action, the employer may nevertheless avoid Board sanctions by establishing, by a preponderance of the evidence, that the “discharge rested on the employee’s unprotected conduct as well and that the employee would have lost his job in any event,” regardless of the employer’s forbidden motivation. 462 U.S. at 400, 103 S.Ct. at 2473. Unde Transportation Management, it is only fair that the employer “bear the risk that the influence of legal and illegal motives cannot be separated….” 462 U.S. at 403, 103 S.Ct. at 2475. What sets in train the problem of mixed motivations is the need for the Board’s dual determination that the employer’s adverse action was (i) an interference by the employer in the employee’s protected conduct and (ii) a result of the protected conduct. If Question [7], as propounded by the Master to Dunleavy, does not restrain or interfere with Dunleavy’s exercise of rights guaranteed by the Act, the employer has no burden to demonstrate the distinction between legal or illegal, permissible or impermissible, actions. [25] It is significant that the Board in reaching a conclusion contrary to that of the ALJ, did not do so on the basis of a contrary, factual assessment. Rather, the Board emphasized that the ALJ, “relying on Southern Steamship Co. v. NLRB found that the interrogations in neither memoranda violated the Act because of the special
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maritime setting of this case.” (Citations omitted).[28]
Describing the ALJ’s decision, the Board went on, “noting Fleeger’s testimony, [the ALJ] concluded that Dunleavy was discharged for refusing to obey Fleeger’s lawful command to answer questions regarding the use of the ship’s radio equipment, [presumably Questions [2] and [3]], not for refusing to answer an unlawful interrogation,” [presumably [7]].[29]
[28] The Nation’s Concern with Ships/Seamen
[29] The Congress, from its second session, was deeply concerned with the merchant marine of this very new republic. It recognized that without ships and ship operators — interests which needed protection — the young republic could neither grow nor thrive. But more so, the Congress was aware that, no matter how many, or how seaworthy, bottoms were available or current venturers to operate them, the merchant marine could not succeed without persons to man and navigate the vessels. Seamen, and their welfare, were a predominant interest of the Congress then, and history reflects, still are.
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[32] Every ship of 150 tons or more, on a voyage across the Atlantic Ocean, was also required to provide, for each crew member, “at least sixty gallons of water, 100 pounds of salted fresh meat, and 100 pounds of wholesome ship-bread” under a penalty of an additional one day’s wage for every day of short rations. [33] For these nearly 200 years Congress has continued to legislate[31] for the welfare of seamen, their protection from each other,[32] from unscrupulous Shanghaiiers[33] and shipowners, their Masters and officers. These statutes are so numerous and so detailed that only general reference can be made, leaving to the Appendix greater detail. [34] These include the early requirement for written Shipping Articles reflecting the seaman’s precise engagement to be executed before the newly created office of United States Shipping Commissioner.[34] To carry out the congressional aim of seaman protection Congress created the professional Consular Corps to be stationed throughout the world’s maritime ports.[35] Probably the most important are the sweeping statutes on seamen’s wages including the now famous two-for-one penalty of two days’ wages for each day of unreasonable delay in payment.[36] Central to the elaborate statutory scheme covering the protection of seamen, their duties and punishment in case of transgression is the provision for official log books.[37] [35] Equally emphatic was Congress in assuring the essential maintenance of discipline, obedience to the orders of the ship’s officers, the severe penalties for desertion, the punishment for disobedience to the orders of an officer, the severe instruction, and sometime prohibition, on the traditional workers right to strike.[38][36] The End of the Voyage
[37] At long last we conclude that the two centuries of congressional action concur and given the specialized treatment of seamen, their relation to, and obedience of, commands by their officers and the essential discipline aboard ship in calm or tempestuous times, the Master was entitled to propound all of the questions he asked. The refusal of Dunleavy to answer them other than by his sea-lawyer claim of rights justified the Master in dismissing him from the ship’s company.