No. 99-20010.United States Court of Appeals, Fifth Circuit.
June 12, 2000.
Page 574
Jeffery Taylor Nobles (argued), Smith, Nobles Adams, John William Tavormina, Kimberly W. Brown, Helm, Pletcher, Bowen Saunders, Houston, TX, for Plaintiffs-Appellants.
Andrea Chan (argued), City of Houston, Legal Department, Houston, TX, for City of Houston.
Denise A. Acebo, Gene Francis Creely, II, Beirne, Maynard Parsons, Houston, TX, for Cherry Moving Co., Inc.
Appeal from the United States District Court for the Southern District of Texas.
Page 575
Before KING, Chief Judge, and DUHÉ and DeMOSS, Circuit Judges.
KING, Chief Judge:
[1] Plaintiffs-Appellants The John Corporation and U.S. Vanguard, Limited, Inc. appeal from the district court’s judgment dismissing without prejudice their claims against the City of Houston and Cherry Moving Company, Inc., arguing that the lower court erred in finding that each of their federal claims is either unripe or frivolous. Although we agree that an Eighth Amendment claim is frivolous and that the takings claim is unripe, we conclude that other claims are ripe, and therefore reverse in part and remand for further proceedings.I. FACTUAL AND PROCEDURAL BACKGROUND
[2] In 1995, Van Ngoc Pham, president of The John Corporation, executed an earnest money contract with Winkler Investment Group to purchase an apartment complex for $1.9 million. The complex included fifty-three apartment buildings, six utility buildings, and a mailroom. Four years prior to Pham’s purchase, the City of Houston (“the City”) had issued demolition orders covering the apartment buildings.
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a motion to remand, and Cherry Moving filed a motion to dismiss for lack of subject-matter jurisdiction. Construing the City’s motion as a motion to dismiss for lack of subject-matter jurisdiction, the court granted both motions and dismissed the claims without prejudice to refiling in the appropriate state court. The two corporations timely appeal.
II. STANDARD OF REVIEW
[5] We review a district court’s grant of a motion to dismiss for lack of subject-matter jurisdiction de novo, using the same standards as those employed by the lower court. See Rodriguez v. Texas Comm’n on the Arts, 199 F.3d 279, 280 (5th Cir. 2000); EP Operating Ltd. Partnership v.Placid Oil Co., 26 F.3d 563, 566 (5th Cir. 1994). We must take as true all of the complaint’s uncontroverted factual allegations, see SarawPartnership v. United States, 67 F.3d 567, 569 (5th Cir. 1995), and will affirm the dismissal if “`the court lacks the statutory or constitutional power to adjudicate the case.'” Home Builders Ass’n of Miss., Inc. v. Cityof Madison, Miss., 143 F.3d 1006, 1010 (5th Cir. 1998) (quoting Nowak v.Ironworkers Local 6 Pension Fund, 81 F.3d 1182, 1187 (2d Cir. 1996)).
III. THE COMPLAINT
[8] In their complaint, Appellants allege that the City, in undertaking a course of conduct that thwarted their attempts to renovate their property and that culminated in the destruction of forty-one buildings, violated rights guaranteed by the Fifth, Eighth, and Fourteenth Amendments to the U.S. Constitution. The district court dismissed the Eighth Amendment claim, finding it frivolous. It interpreted the gravamen of Appellants’ complaint as asserting a takings claim, and because Appellants had not used state-provided procedures to attempt to obtain just compensation as required under Williamson County Regional Planning Commission v. HamiltonBank of Johnson City, 473 U.S. 172 (1985), the court declared that claim to be unripe. Relying principally on Graham v. Connor, 490 U.S. 386
(1989), the district court also dismissed the Appellants’ due process[1]
and their equal protection claims, finding that those claims were subsumed into the more particularized takings claim. Thus, at issue is whether the district court properly dismissed each of the Appellants’ claims.
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140 (1979) (noting the need “to isolate the precise constitutional violation with which [the defendant] is charged” in § 1983 cases). Individuals may look to several constitutional provisions for protection against state action that results in a deprivation of their property. The Fourteenth Amendment guarantees that individuals are not to be deprived of their property without due process of law, a protection that has been viewed as guaranteeing procedural due process and substantive due process. Procedural due process promotes fairness in government decisions “[b]y requiring the government to follow appropriate procedures when its agents decide to `deprive any person of life, liberty, or property.'”Daniels v. Williams, 474 U.S. 327, 331 (1986). Substantive due process, “by barring certain government actions regardless of the fairness of the procedures used to implement them, serves to prevent governmental power from being `used for purposes of oppression.'” Id. (quoting Murray’sLessee v. Hoboken Land Improvement Co., 59 U.S. (18 How.) 272 (1856)). The Equal Protection Clause protects individuals from governmental action that works to treat similarly situated individuals differently.[2] SeeCity of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985); Rolfv. City of San Antonio, 77 F.3d 823, 828 (5th Cir. 1996); Samaad v. Cityof Dallas, 940 F.2d 925, 941 (5th Cir. 1991).
[10] Other protections exist through incorporation.[3] For example, because principles embodied in the Takings Clause of the Fifth Amendment have been incorporated into the Fourteenth Amendment, see Samaad, 940 F.2d at 933, individuals are also granted the right to receive “just compensation” if the state takes their property for public use. Finally, the Fourth Amendment protects individuals against unreasonable seizures of property. See United States v. James Daniel Good Real Property, 510 U.S. 43 (1993); Soldal v. Cook County, Ill., 506 U.S. 56, 61-63Page 578
that were at least partially renovated or previously had been issued occupancy permits; and (6) the Appellants were not provided due process before the destruction and were not personally issued a demolition order. These allegations form the basis of Appellants’ claims that the City destroyed their property “without public purpose and without compensation in violation of the Fifth Amendment,” that they were denied their “rights to due process of law and equal protection of law . . . as guaranteed under the Fifth, Eighth and Fourteenth Amendments,” that the City’s actions “constituted a denial of fundamental fairness in government decision making in violation of the Fourteenth Amendment,” and that the City “engaged in discriminatory practices against Plaintiffs in the methods by which it [chose] to enforce [the CURB] Ordinance.”
[12] Appellants argue strenuously that their claims do not include a takings claim because they nowhere allege that the City used its power of eminent domain to take property for public use.[5] Instead, Appellants assert that the City relied on its police powers to destroy their property. Such a distinction between the use of police powers and of eminent domain power, however, cannot carry the day. The Supreme Court’s entire “regulatory takings” law is premised on the notion that a city’s exercise of its police powers can go too far, and if it does, there has been a taking. See Pennsylvania Coal Co. v. Mahon, 260 U.S. 393, 415Page 579
actions could not amount to a taking requiring just compensation.
[13] We consider it telling that the complaint alleges in a paragraph that does not mention the Fourteenth Amendment or due process that the destruction of the buildings was in violation of the Fifth Amendment as it was not for a public purpose and was done without just compensation.[7] Thus, whether Appellants now wish to relabel their allegation as a substantive due process allegation is immaterial[8] — their complaint asserts a violation of a right arguably protected by the Fifth Amendment’s Takings Clause.[9]IV. SUBSTANTIAL CLAIMS
[14] Simply because Appellants’ complaint states these claims, however, does not lead to the conclusion that the lower court had subject-matter jurisdiction. As we noted above, in order to invoke a federal court’s jurisdiction, claims cannot be “`obviously without merit'” or “`clearly foreclosed by the previous decisions of the United States Supreme Court.'” Holland/Blue Streak v. Barthelemy, 849 F.2d 987, 989 (5th Cir. 1988) (per curiam) (quoting Walsh v. Louisiana High School AthleticAss’n, 616 F.2d 152, 156 (5th Cir. 1980)); see also Ex Parte Poresky, 290 U.S. 30, 32 (1933) (per curiam) (“The question may be plainly unsubstantial, either because it is `obviously without merit’ or because `its unsoundness so clearly results from the previous decisions of this court as to foreclose the subject and leave no room for the inference that the question sought to be raised can be the subject of controversy.'” (quoting Levering Garrigues Co. v. Morrin, 289 U.S. 103, 105 (1933))). The district court found
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Appellants’ Eighth Amendment claim frivolous, and therefore dismissed it.
[15] Based on the facts alleged and the context of this case, we agree with the lower court that the Eighth Amendment claim is frivolous. Appellants argue that the Supreme Court’s decision in Austin v.United States, 509 U.S. 602 (1993), provides a basis for their claim under the Excessive Fines Clause. Austin made clear that a crucial question under the Eighth Amendment is whether a confiscation of property is punishment, not whether the proceeding culminating in property confiscation is a criminal or civil proceeding. See id. at 610. The argument advanced in Appellants’ case would apparently be that the demolition of their buildings was punishment, and in violation of the Eighth Amendment. [16] Austin, however, did not overrule Ingraham v. Wright, 430 U.S. 651 V. RIPE CLAIMS
[17] This brings us to the question of whether the district court erred in dismissing the takings, due process, and equal protection claims as unripe. We may quickly dispose of the takings claim. We note that Appellants do not assail the City’s right to demolish buildings that are dangerous or abandoned. They do not assert that the City demolished their property for a private purpose, compare Armendariz v. Penman, 75 F.3d 1311, 1321 (9th Cir. 1996) (en banc) (describing an alleged purpose of the government’s action as facilitating the purchase, at a lower price, of property by a shopping-center developer), and indeed, nowhere specify an alleged purpose of the City’s action. The complaint simply asserts that the demolition was undertaken “without a public purpose and without just compensation in violation of the Fifth Amendment.” Given Appellants’ other allegations, we interpret the complaint to assert that the demolition was undertaken pursuant to an invalid law or in violation of the Bond Agreement or that it amounted to a destruction of buildings that were not, in fact, nuisances.[12]
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[18] Because a violation of the Takings Clause does not occur until just compensation has been denied, see Williamson County, 473 U.S. at 194 n. 13, Appellants must use available state procedures to seek such compensation before they may bring a § 1983 takings claim to federal court.[13] See Rolf, 77 F.3d at 827; Samaad, 940 F.2d at 936.[14] A. The Effect of Graham
[20] Whether the dismissal of the takings claim means the Appellants’ other
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claims must also be dismissed as unripe is a more complex question. In resolving it, we are guided not only by our own precedents, but also by several general principles announced by the Supreme Court. We begin withGraham, the decision relied upon by the district court to reach its conclusion that Appellants’ remaining claims must be dismissed.
[21] In Graham, the Court rejected use of the Fourteenth Amendment’s substantive due process test and instead applied the Fourth Amendment’s reasonableness standard to a claim that law enforcement officers used excessive force in the course of an investigatory stop. See Graham, 490 U.S. at 395. The Court reasoned that because the Fourth Amendment provided “an explicit textual source of constitutional protection against this sort of physically intrusive governmental conduct, that Amendment, not the more generalized notion of `substantive due process,’ must be the guide for analyzing these claims.” Id. The Court has subsequently noted that Graham applies “if a constitutional claim is covered by a specific constitutional provision,” United States v. Lanier, 520 U.S. 259, 272 n. 7 (1997), and if a substantive due process claim is not so covered, it is to be analyzed using substantive due process standards. See Lewis, 523 U.S. at 842-44 (analyzing an excessive use of force claim that did not involve a seizure or a search using substantive due process, rather than Fourth Amendment, standards). [22] The purpose of Graham is to avoid expanding the concept of substantive due process where another constitutional provision protects individuals against the challenged governmental action. See id. at 842;Albright, 510 U.S. at 274-75; Collins v. Harker Heights, 503 U.S. 115, 125 (1992) (“[T]he Court has always been reluctant to expand the concept of substantive due process because the guideposts for responsible decisionmaking in this unchartered area are scarce and open-ended.”). In essence, to the extent that there is duplication, the more explicit textual source of constitutional protection is to be used to assess the validity of the challenged action. [23] This does not mean, however, that the applicability of the more explicit provision pre-empts due process protections. See Lewis, 523 U.S. at 842-44; James Daniel Good Real Property, 510 U.S. at 49 (“We have rejected the view that the applicability of one constitutional amendment pre-empts the guarantees of another.”). Moreover, it is clear that a particular action may implicate more than one constitutional protection.See Soldal, 506 U.S. at 70 (“Certain wrongs affect more than a single right and, accordingly, can implicate more than one of the Constitution’s commands. Where such multiple violations are alleged, we are not in the habit of identifying as a preliminary matter the claim’s `dominant’ character. Rather, we examine each constitutional provision in turn.”). Thus, simply because an explicit provision applies does not mean that that provision makes inapplicable all substantive due process protections. See Albright, 510 U.S. at 288 (Souter, J., concurring) (suggesting that due process is reserved for “otherwise homeless substantial claims”); Tri-County Indus., Inc. v. District of Columbia, 104 F.3d 455, 459 (D.C. Cir. 1997) (noting that under the circuit’s prior opinions, “the requirements of the takings clause cannot be said to exhaust the Fifth Amendment’s substantive protection of property rights from government imposition”). [24] A number of circuit courts have used Graham to support considering a substantive due process claim as invoking the Takings Clause’s protections. See, e.g., South County Sand Gravel v. Town of SouthKingstown, 160 F.3d 834, 835 (1st Cir. 1998) (applying Graham to facial due process challenge to ordinance); Macri v. King County, 126 F.3d 1125, 1129 (9th Cir. 1997) (holding that substantive due process claim alleging no legitimate publicPage 583
purpose was based on conduct that implicated the Takings Clause), cert.denied, 522 U.S. 1153 (1998); Tri-County, 104 F.3d at 459 (applyingGraham, but finding claim was not fully covered by Takings Clause);Bateman v. City of West Bountiful, 89 F.3d 704, 709 (10th Cir. 1996) (relying in part on Graham to hold that plaintiff’s due process and equal protection claims were subsumed into the Takings Clause); Armendariz, 75 F.3d at 1318-20 (holding that plaintiffs’ substantive due process claim was pre-empted by the Fourth Amendment and by the Takings Clause). The effect of such an application may be the dismissal of the substantive due process claim because such a claim cannot be brought, see, e.g., Macri, 126 F.3d at 1130,[16] the treatment of the entire claim as a takings claim, see, e.g., Bateman, 89 F.3d at 709, or the analysis of the “remainder” using substantive due process standards, see Tri-County, 104 F.3d at 459-60.
[25] Other courts, including our own, have analyzed substantive due process claims and takings claims separately without mentioning Graham.See, e.g., Berger v. City of Mayfield Heights, 154 F.3d 621 (6th Cir. 1998) (facial challenge to ordinance as not rationally related to legitimate governmental purpose); Texas Manufactured Housing Ass’n, Inc.v. City of Nederland, 101 F.3d 1095, 1106 (5th Cir. 1996) (facial and as-applied challenge to city zoning ordinance, alleging government action was arbitrary and capricious); Restigouche, Inc. v. Town of Jupiter, 59 F.3d 1208 (11th Cir. 1995) (arbitrary and capricious governmental application of zoning regulations); Villager Pond, Inc. v. Town ofDarien, 56 F.3d 375 (2d Cir. 1995) (arbitrary conditioning of zoning compliance permits on conveyance of property to town), cert. denied, 519 U.S. 808 (1996). We, along with other courts, also have analyzed substantive due process claims in the absence of takings claims without invoking Graham. See, e.g., Hidden Oaks, Ltd. v. City of Austin, 138 F.3d 1036, 1044 (5th Cir. 1998) (as-applied challenge to placement of utility holds on buildings, arguing such holds were not rationally related to the protection of health and safety); Taylor Inv., Ltd. v.Upper Darby Township, 983 F.2d 1285 (3d Cir.) (allegation that denial of use permit was arbitrary and capricious), cert. denied, 510 U.S. 914 B. The Effect of Williamson County
[27] That analysis is but the first step to an assessment of whether the claims a plaintiff asserts are ripe under Williamson County. The Court inWilliamson County gave two reasons why a takings claim that involved a challenge to an application of a zoning ordinance was not considered ripe: (1) the absence of a final decision, and (2)
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the failure on the part of the plaintiffs in that case to seek just compensation from the state. See Williamson County, 473 U.S. at 186, 194; see also Suitum v. Tahoe Reg’l Planning Agency, 520 U.S. 725, 738-39
(1997) (describing concerns underlying the Williamson County’s finality requirement). If the Court considered the claim to be a due process, rather than a takings claim, the absence of a final decision still made that claim unripe. See Williamson County, 473 U.S. at 197-200.
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also involved an equal protection claim to which we did not see fit to apply either Graham or Williamson County. See id. at 828. As the lower court noted, finality is not an issue in the instant case — it is clear what the City has determined to be the proper use of Appellants’ property. As a result, we do not face here circumstances demanding application of Williamson County’s requirements to claims other than those properly characterized as takings claims.
C. Appellants’ Claims
[31] We may now assess whether Appellants’ due process and equal protection claims are sufficient to invoke federal question jurisdiction under Graham and Williamson County. Reviewing Appellants’ complaint, we conclude that other than the claim we regard as a takings claim, the complaint includes only one “substantive due process” claim. Appellants assert that the demolition was carried out under unconstitutional laws (the CURB Ordinance and the law on which the 1991 demolition order was based). Given other language within the complaint, we read it to allege that the relevant ordinances are unconstitutionally vague, both facially and as applied. This claim invokes protections of the Due Process Clause, see United States v. Insco, 496 F.2d 204, 208 (5th Cir. 1974) (“Vaguely phrased measures run afoul of substantive due process requirements by failing to convey with reasonable certainty the statute’s intended sweep.”), not the Takings Clause, and thus is unaffected byGraham. It is also ripe for review. The Appellants’ equal protection claim asserts rights not protected by the Takings Clause, and is thus not amenable to treatment as a takings claim under Graham. It is also ripe for review.[19]
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plaintiffs asserted a violation of their procedural due process rights that inflicted an injury separate from any takings claim that was dismissed prior to trial. Appellants’ claim is not of the same nature as they assert that they were denied the pre-demolition procedure required by the Constitution.[20] As a result, Hidden Oaks is of no assistance. In determining that Appellants’ procedural due process claim is unripe, we do not apply Williamson County per se, but rather the general rule that a claim is not ripe if additional factual development is necessary.See New Orleans Pub. Serv., Inc. v. Council of the City of New Orleans, 833 F.2d 583, 587 (5th Cir. 1987).
VI. CONCLUSION
[34] Although we conclude that some of Appellants’ claims are properly dismissed, we find that others are sufficient to invoke subject-matter jurisdiction. We therefore AFFIRM in part, REVERSE in part, and remand for further proceedings not inconsistent with this opinion. We leave to the district court matters related to the proper disposition of the claims we have determined to be ripe for review and of Appellants’ pendent state law claims, including whether under Federal Rule of Civil Procedure 15(a) Appellants should be granted leave to amend their complaint. Each party shall bear its own costs.
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