No. 87-4377.United States Court of Appeals, Fifth Circuit.
June 14, 1988. Rehearing Denied July 12, 1988.
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Lionel R. Barrett, Jr., Nashville, Tenn., for plaintiff-appellant.
Marvin L. White, Jr., and Donald G. Barlow, Asst. Attys. Gen., Edwin Lloyd Pittman, Atty. Gen., Jackson, Miss., for defendants-appellees.
Appeal from the United States District Court for the Southern District of Mississippi (CA-H-85-0077(N)).
Before POLITZ, WILLIAMS, and JONES, Circuit Judges.
POLITZ, Circuit Judge:
[1] Robert C. Gilliard, a death-sentenced Mississippi prisoner, appeals the denial of his petition for a writ of habeas corpus, 28 U.S.C. § 2254, contending that: (1) his guilty plea hearing was constitutionally infirm; (2) he was denied effective assistance of counsel; and (3) his sentencing hearing was tainted by the prosecutor’s remarks about parole eligibility relating to a sentence of life imprisonment. Finding no error of constitutional proportions, we affirm.[2] BACKGROUND
[3] On August 22, 1981, during the course of an armed robbery of the Best Chance Package Liquor Store in Laurel, Mississippi, Gilliard shot and killed the owner, Grady Chance, with a shotgun blast to the chest. Gilliard was apprehended and indicted for capital murder.[1] Counsel was appointed and in the course of his trial preparation he learned of the extent of the state’s evidence. Chance’s wife had witnessed the murder and had given police a general description of Gilliard, later identifying him; Warren Seals, an accomplice, informed police that Gilliard had entered and exited the liquor store carrying the shotgun; and Gilliard
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made an inculpatory statement and had helped the authorities to find the shotgun in a creek where he had attempted to dispose of it.
[4] Counsel concluded that Gilliard would have a better chance of avoiding the death sentence if he pleaded guilty to the offense, demonstrated remorse, and effectively threw himself on the mercy of the jury at the sentencing stage.[2] Gilliard and his counsel discussed this course on more than one occasion, including a meeting in which three of Gilliard’s sisters participated. [5] Gilliard entered a plea of guilty, and in a lengthy colloquy during the plea acceptance hearing answered all questions posed by the trial judge, informing the court that he entered his plea knowingly and voluntarily. The court accepted the plea as such and the case proceeded to the sentencing phase. Evidence was adduced, closing arguments of counsel were made and the jury was charged. Following deliberations the jury returned a verdict of death, finding four aggravating factors: (1) the murder was committed during the course of a robbery; (2) the murder was committed for pecuniary gain; (3) the murder was done in an especially heinous, atrocious, or cruel manner; and (4) Gilliard was previously convicted of a felony involving the use or threat of violence to a person. [6] The Supreme Court of Mississippi affirmed the conviction and sentence. Gilliard v. State, 428 So.2d 576 (Miss. 1983). The Supreme Court of the United States denied certiorari. Gilliard v. Mississippi, 464 U.S. 867, 104 S.Ct. 40, 78 L.Ed.2d 179(1983). [7] Gilliard then secured a writ of error coram nobis from the Supreme Court of Mississippi which directed an evidentiary hearing on the constitutionality of Gilliard’s guilty plea, and whether he had received effective assistance of counsel. The trial judge conducted the hearing and denied collateral relief. The Supreme Court of Mississippi affirmed. Gilliard v. State, 462 So.2d 710 (Miss. 1985). [8] With state remedies exhausted Gilliard filed the instant petition. Following a hearing the district court denied habeas relief but granted a certificate of probable cause. Gilliard appeals.
[9] ANALYSIS[10] A. The guilty plea
[11] Gilliard challenges the validity of his guilty plea, arguing that the state trial judge did not adequately ascertain that he understood the charges and the consequences of his actions. Due process fundamentally requires that such be done in every criminal case, with, if possible, an added emphasis in capital cases.
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against him” because of the following colloquy at his plea hearing:
Q You are telling the Court that you unlawfully killed Grady Chance?
A Yes, sir.
Q You are telling the Court that you wilfully killed Grady Chance?
A No, sir.
Q You are not telling us that you did wilfully do it?
* * * (Conference Between Defendant and Public Defender)
A Oh, yes, sir.
Q You are telling the Court that you feloniously killed him, with malice aforethought?
A Yes, sir.
Q You are also telling the Court that this was done — that this killing occurred while you were engaged in the commission of the crime of robbery?
A Yes, sir.
[14] We attach the entirety of the plea allocution as an Appendix to this opinion. [15] Gilliard contends that the inconsistent answers that he gave to the willfulness inquiry obliged the trial judge to delve much further into his understanding about the plea and what his counsel may have advised him about the plea and the planned defense. We are not persuaded, but are convinced that a fair reading of the entirety of the exchanges and the advisories by the state trial judge, chronicled in the Appendix hereto, reflects that Gilliard entered his guilty plea freely, knowingly, and voluntarily. [16] B. Ineffective assistance of counsel[17] Gilliard advances nine instances of errors or deficiencies of his trial counsel which, he contends, separately and cumulatively rendered the performance of his counsel constitutionally infirm. We resolve this sixth amendment claim by applying the demanding standard announced by the Supreme Court in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Two basic requirements were established:
[18] Id., 466 U.S. at 687, 104 S.Ct. at 2064, 80 L.Ed.2d at 693. Moreover, the Supreme Court buttressed these basic requirements with “a strong presumption that counsel’s conduct falls within a wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action `might be considered sound trial strategy.'” Id., 466 U.S. at 689, 104 S.Ct. at 2065, 80 L.Ed.2d 694-95 (citations omitted). The Strickland Court further taught that when a defendant challenges a death sentence he proves prejudice only if the assigned error of counsel raises a “reasonable probability that, absent the errors, the sentencer — including an appellate court, to the extent it independently reweighs the evidence — would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.”Id., 466 U.S. at 695, 104 S.Ct. at 2069, 80 L.Ed.2d at 698. Against this backdrop we examine the assigned errors. [19] 1. Counsel’s advice to enter a plea of guilty.First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable.
[20] Gilliard maintains that the advice to enter a guilty plea was constitutionally deficient because when he pleaded guilty to willfully killing Chance, his defense that the shooting was an accident was prejudiced to the point of forfeiture. This argument has an initial appeal which fades upon closer examination.
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[21] At the hearing in state court on his application for writ of error coram nobis, Gilliard testified that his attorney advised him to plead guilty so that at the sentencing stage he could show that he had admitted his guilt, demonstrate remorse, and throw himself on the mercy of the jury. It appears that the advice was part of the overall trial strategy which seemed most promising to counsel. The strategy is made manifest by the record and a review of the defense options available under Mississippi law.[3] [22] The indictment against Gilliard complied with the statute; it contained language allowed by Miss. Code Ann. § 99-7-37. Seenote 3, supra. Gilliard could not mount a successful challenge to the indictment because the statute allowed for the inclusion of the language about willful killing with malice aforethought. Thus, Gilliard could choose between only two avenues of defense: plead not guilty to the indictment and face a full trial; or plead guilty to the indictment and face limited evidence in a sentencing hearing with an opportunity to trade on his acceptance of his guilt and his remorse.[4] [23] Facing these choices, counsel had to make a judgment call on which avenue would best serve his client’s interest. We do not evaluate that call with the inevitable 20/20 visual acuity of hindsight, but do so, as best we can assimilate, from the vantage point of counsel at that time. Counsel was aware of the overwhelming evidence against Gilliard. An in limine motion to suppress certain evidence had been unsuccessful. The jury would hear all of the evidence, including a statement Gilliard gave the police, the details about the shooting and death, including the pain and suffering of the victim as he died from the shotgun blast to the chest from close quarters. To this could be added Gilliard’s version of events. [24] Considering the difficult choice faced by Gilliard and his counsel, we are not prepared to say that the advice to plead guilty was deficient when weighed on the Strickland scale. The advice represented a part of an acceptable defense strategy. [25] 2. Closing argument.
[26] Gilliard complains that his attorney erred in mentioning a 30-year sentence already
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assessed which, if he received a life sentence, would mean life plus 30 years. This opened the door for the prosecutor to explain what a life sentence really means in years of imprisonment under Mississippi law.[5]
[27] Gilliard argues that his counsel could not have had a reasonable basis for giving the state an opportunity to present such striking information about the practical effect of a sentence of life imprisonment. We agree and conclude that Gilliard has overcome Strickland’s strong presumption that counsel’s conduct should be considered trial strategy. At first blush counsel’s remarks might seem a part of the strategy to appeal to the jury’s mercy in the hope that they would return a life sentence. But upon closer examination it is apparent that the remarks were inappropriate because they invited a chilling response by the prosecutor concerning parole eligibility. Counsel’s remarks were not necessary, and in making them counsel performed inadequately. We must now determine whether the remarks were so prejudicial as to require a rejection of the verdict. We conclude not. [28] The error is prejudicial only if we find a reasonable probability that, absent the error, the jury would have found that the balancing of aggravating and mitigating factors did not warrant a sentence of death. In light of the unanimous finding of the four aggravating circumstances, none of which were affected by the parole comments, we cannot reach the conclusion that there is a reasonable probability that the jury would have determined to assess a penalty of life imprisonment. Accordingly, this complaint against counsel does not meet the rigid Stricklandtest for prejudice. [29] 3, 4, 5. Preliminary hearing, change of venue and individual voir dire.
[30] Gilliard contends that his attorney’s performance was deficient because he failed to seek a preliminary hearing or a change of venue, and failed to conduct individually sequestered voir dire. The objections are without merit; there is neither demonstration nor suggestion of prejudice. [31] 6. Systematic exclusion of Blacks.
[32] After the trial court empaneled the jury, Gilliard’s defense counsel moved for a mistrial because the state had used eight peremptory challenges, all on black veniremen. Counsel asserted that the empaneled jury resulted from a systematic exclusion of blacks from juries in violation of Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965). Counsel did not support this motion with evidence of the systematic exclusion of blacks in other cases. This failure, Gilliard now asserts, demonstrates ineffective assistance. Gilliard offers no proof that such evidence existed and that his trial counsel could have made it available to the court. Absent such evidence this claimed deficiency cannot be assessed.
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[33] 7. Enmund v. Florida.[34] Gilliard reads Enmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982), to hold that the death penalty is inappropriate in a case where a person did not intend to kill during the course of a felony resulting in a victim’s death. Gilliard relies on this reading to urge that his counsel was deficient in not anticipating Enmund and in advising Gilliard to plead guilty to willful murder. Gilliard misreads Enmund; it allows for the imposition of the death penalty where a defendant either kills, attempts to kill, intends to kill, or contemplates that lethal force will be used in a felony. Enmund, 458 U.S. at 798, 102 S.Ct. at 3377, 73 L.Ed.2d at 1152. See also Tison v. Arizona, 481 U.S. ___, 107 S.Ct. 1676, 95 L.Ed.2d 127 (1987) (adding an additional category — reckless indifference to human life). Cabana v. Bullock, 474 U.S. 376, 106 S.Ct. 689, 88 L.Ed.2d 704 (1986). This claim founders. [35] 8 9. Opening statement and deal made by accomplice.
[36] Neither of these contentions bears merit. Gilliard’s counsel chose not to make an opening statement. That is the essence of a strategic choice. In addition, no prejudice is demonstrated. Further, Gilliard complains that counsel failed to inform the jury that Seals, the accomplice who testified against Gilliard, had reached a plea bargain with the state. The trial judge rebuffed counsel’s attempt to get this matter before the jury and counsel did not persist. That may have been an oversight or it may have been trial strategy. In either instance, we perceive no prejudice. The prosecutor mentioned the “deal” with Seals in his closing argument. The jurors were aware of it when they retired to deliberate. [37] C. The Prosecutor’s Improper Closing Argument
[38] Gilliard claims that the prosecutor’s remarks in closing argument, mentioning parole eligibility, were so prejudicial that they require a new sentencing hearing. Gilliard first argues that the prosecutor improperly interjected Gilliard’s potential future dangerousness, thereby presenting an aggravating circumstance not explicitly listed by the Mississippi capital sentencing statute. Miss. Code Ann. § 99-19-101(5). [39] We do not agree that the prosecutor’s introduction of future dangerousness went beyond the capital sentencing statute. First, defense counsel introduced Gilliard’s potential future dangerousness. Second, the Mississippi statute implicitly poses the future dangerousness inquiry when the jury is asked to determine whether the defendant was convicted previously of a felony involving the use or threat of violence to a person. Miss. Code Ann. § 99-19-101(5)(b). Thus, the invited response by the prosecutor did not introduce, anew or impermissibly, the potential of future dangerousness. Moreover, as we discussed above, the reference did not prejudice Gilliard to the point that, absent the remark, there would be a reasonable probability that the jury would have reached a different outcome. [40] Gilliard complains further that the prosecutor’s remarks about parole were inaccurate, misleading, and incomplete. As such, Gilliard contends that the remarks violated the teachings o Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985). Gilliard correctly notes that at a minimu Caldwell requires prosecutors to present accurate and non-misleading information about post-sentencing events and review, so that jurors will not be tempted to mete out the death penalty in an arbitrary or capricious manner. Caldwell, 472 U.S. at 343, 105 S.Ct. at 2647, 86 L.Ed.2d at 248-49 (O’Connor, J., concurring) (citing California v. Ramos, 463 U.S. 992, 999, 103 S.Ct. 3446, 3452, 77 L.Ed.2d 1171, 1179-80). [41] We agree that Caldwell directs prosecutors to provide accurate and non-misleading information. We are not persuaded, however, that in this case the prosecutor’s information was inaccurate or misleading. The prosecutor said “life is ten years and you are then eligible for parole.” This statement, while obviously not a full explanation
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of Mississippi’s system of parole, is an accurate thumbnail statement of the law, absent evidence of two or more prior felony convictions. Miss. Code Ann. § 47-7-3; cf. Miss. Code Ann. §99-19-81 (Mississippi’s habitual offender sentencing statute). We cannot conclude that the remarks created an unacceptable risk that the jury would mete out the death penalty arbitrarily or capriciously. Gilliard is not entitled to a new sentencing hearing.
[42] Finding no error that rises to constitutional proportions, the district court’s denial of Gilliard’s application for writ of habeas corpus is AFFIRMED.The Grand Jurors of the State of Mississippi, . . . present that ROBERT C. GILLIARD, JR. and EDWIN T. DARBY in conjunction with each other on or about the 27 day of August 1981 in the County and District aforesaid did unlawfully, wilfully, and feloniously, with malice aforethought, kill and murder one GRADY CHANCE, a human being, while engaged in commission of the crime of robbery, upon him, in violation of Section 97-3-19(2)(e) of the Mississippi Code of 1972, as Amended.
Section 97-3-19 provides:
(2) The killing of a human being without the authority of law by any means or in any manner shall be capital murder in the following cases:
* * * * * *
(e) When done with or without any design to effect death, by any person engaged in the commission of the crime of rape, burglary, kidnapping, arson, robbery, sexual battery, unnatural intercourse with any child under the age of twelve (12), or nonconsensual unnatural intercourse with mankind, or in any attempt to commit such felonies;
The indictment contains more than the statute requires for a charge of capital felony murder. In that regard, we note that Mississippi law allows an indictment to contain dual theories of capital murder. Section 99-7-37 of the Mississippi Code of 1972, provides:
In an indictment for homicide it shall not be necessary to set forth the manner in which or the means by which the death of the deceased was caused, but it shall be sufficient to charge in an indictment for murder, that the defendant did feloniously, wilfully, and of his malice aforethought, kill and murder the deceased. And it shall be sufficient, in an indictment for manslaughter, to charge that the defendant did feloniously kill and slay the deceased, concluding in all cases as required by the constitution of this state.
This section does not differentiate premeditated homicides from felony homicides. In a case involving a homicide that resulted from the commission of an arson, the Mississippi Supreme Court sanctioned indictments in felony murder cases that contained charges for both premeditated and felony capital murder. Sessum v. State, 221 So.2d 368 (Miss. 1969). The court also found that an indictment that set out alternative theories of capital murder would warrant alternative jury instructions on the respective theories of capital murder. Id. at 370.
He doesn’t need to be out, and the only thing that I can say is that Robert Gilliard ought to be in the state penitentiary. He is already going there for thirty years, and what you are to decide is whether or not he is going to get those thirty years, plus life, or if at sometime before those thirty years, he is going to be executed.
* * * * * *
I don’t believe he will ever be a danger to anyone again. I don’t mean he wouldn’t be a danger if we let him walk out on the street because he would probably start drinking again and fall in with other people like Warren Seals, but that’s not where he is going, if you come back into the courtroom and inflict a sentence of life imprisonment. We can remove him from society without inflicting the death penalty in this case.
I am glad to know that in addition to a life sentence that he will have thirty years too, because he won’t be around, and the only question is whether or not he ought to suffer death.
When the district attorney made his argument he stated the following:
Speaking of how long things go — about the penitentiary. I think — don’t believe for a second that Mr. Parrish is telling you that `well he will get life’ and then I guess he is wanting you to believe that after he dies they are going to keep him up here thirty more years. It doesn’t work like that. About how long you are at the penitentiary, and he knows as well as I do, life is ten years and you are eligible for parole.