No. 88-3012. Summary Calendar.United States Court of Appeals, Fifth Circuit.
January 4, 1989.
Page 372
Nicholas Estiverne, New Orleans, La., pro se.
Carl J. Barbier, New Orleans, La., for defendant-appellee.
Appeals from the United States District Court for the Eastern District of Louisiana.
Page 373
Before POLITZ, KING and SMITH, Circuit Judges.
KING, Circuit Judge:
[1] Plaintiff-appellant Nicolas Estiverne (“Estiverne”) brought this suit against the Louisiana Bar Association (“Bar Association”) after the Committee on Professional Responsibility published in the Louisiana Bar Journal (“Bar Journal”) a report on disciplinary proceedings against Estiverne. Estiverne sued the Bar Association claiming first that the report was defamatory, and second, that his first amendment, equal protection, and due process rights were violated by the Bar Journal’s refusal to allow him to purchase space in which to “give his side of the story.” [2] Defendant-appellee, the Louisiana Bar Association, filed a motion to dismiss for failure to state a claim and, in the alternative, a motion for summary judgment. The District Court for the Eastern District of Louisiana granted defendant’s motion for summary judgment. The district court held that as a matter of law the report was not defamatory because the information contained in the report was not false. Second, the district court held that the Louisiana Bar Journal was not a public forum and that plaintiff therefore had no right of access to the Bar Journal. Estiverne’s first amendment rights were therefore not infringed by the Bar Journal’s refusal to allow him to respond to the report. The district court found that Estiverne’s due process and equal protection claims were equally without merit. Estiverne filed a timely notice of appeal. [3] For the reasons set forth below, we affirm the judgment of the district court. I.
[4] The underlying facts are essentially undisputed. On June 19, 1986, the Committee on Professional Responsibility of the Louisiana State Bar Association filed a petition for disciplinary action against Mr. Estiverne in the Louisiana Supreme Court. The Committee on Professional Responsibility, in accordance with its usual policy, published a report in the August 1986 issue of th Bar Journal which listed the petitions filed in the supreme court, including that which had been filed against Mr. Estiverne. Further developments in the case were noted in subsequent issues of the Bar Journal. These reports contained the following information on Estiverne’s case: “Commissioner appointed 10/16/86,” “Commissioner’s hearing held 12/8/86,” case “set for argument before Supreme Court 6/22/87,” and case “argued and submitted to the Supreme Court 6/22/87.”
Page 374
if “we are convinced, after an independent review of the record, that `there is no genuine issue as to any material fact’ and that the movant is `entitled to a judgment as a matter of law.'”Walker, 853 F.2d at 358; Reid 784 F.2d at 1364. In reviewing the facts, we must draw all inferences in the manner most favorable to the nonmoving party. Reid, 784 F.2d at 578.
[9] While it is not our function at the summary judgment stage to resolve disputed issues of fact, Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202II.[11] A. Plaintiff’s Defamation Claim Is Without Merit.
[12] The district court properly granted defendant’s motion for summary judgment as to Estiverne’s defamation claim. Under Louisiana law, a defamation claim consists of five essential elements: The plaintiff must prove that the defendant (1) maliciously (2) published (3) a defamatory message that (4) was false and (5) caused injury. Rouly v. Enserch Corp., 835 F.2d 1127, 1129 (5th Cir. 1988); Makofsky v. Cunningham, 576 F.2d 1223, 1235 (5th Cir. 1978). Estiverne asserts that the reports were defamatory because he was “accused … of fraud and deceit and the Supreme Court found that there was no fraud nor deceit on [his] part.” The record discloses, however, that the Bar Journal never reported that Estiverne was accused of fraud and deceit. The Bar Journal reported only the supreme court’s final holding that Estiverne had “assert[ed] a position without justification.” The other reports consisted solely of information regarding the status of the case. Thus, the information that Estiverne claims to be false — the charges that were not proven — was never published, while it is undisputed that the information the Bar Journal did report was true. In either case, Mr. Estiverne cannot prove an essential element of his claim — he necessarily fails to show either publication or falsity. The Supreme Court has held that “[i]n such a situation, there can be `no genuine issue as to any material fact,’ since a complete failure of proof concerning an essential element of the nonmoving party’s case necessarily renders all other facts immaterial.”Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265 (1986). We therefore agree with the district court that the Bar Association was entitled to summary judgment on this issue.[1]
Page 375
[13] B. Plaintiff’s First Amendment Rights Were Not Violated.Page 376
by a state agency is nonetheless sufficiently independent that its editorial decisions may not be characterized as state action.
[18] On the undisputed record before us, we conclude that the Bar Journal is a state actor and that its decision not to publish Mr. Estiverne’s reply is therefore subject to first amendment scrutiny. [19] The scope of Mr. Estiverne’s first amendment rights depends on the nature of the forum to which he seeks access.[5] “Nothing in the Constitution requires the Government freely to grant access to all who wish to exercise their right to free speech on every type of Government property without regard to the nature of the property or to the disruption that might be caused by the speaker’s activities.” Cornelius v. NAACP Legal Defense Educ. Fund, 473 U.S. 788, 799-800, 105 S.Ct. 3439, 3448, 87 L.Ed.2d 567 (1985). Rather, “[t]he existence of a right of access to public property and the standard by which limitations upon such a right must be evaluated differ depending on the character of the property at issue.” Perry Educ. Ass’n v. Perry Local Educators’ Ass’n, 460 U.S. 37, 44, 103 S.Ct. 948, 954, 74 L.Ed.2d 794Page 377
that the speech at issue is strictly incompatible with the purposes of the forum. Rather, the state’s restrictions may be justified if it concludes that granting broader access to the forum would be “administratively unmanageable.” Cornelius, 473 U.S. at 809, 105 S.Ct. at 3453.
[25] Estiverne does not seriously contend that the Bar Journal is a traditional public forum, and we agree with the district court that as a matter of law it is not. The only question before us is therefore whether the Bar Journal is a public forum by designation or a nonpublic forum. At least one court has held that the official publication of a state bar association is a nonpublic forum. Allston, 480 F. Supp. at 334. While we agree with this conclusion, we believe that the first amendment issues presented here warrant a more detailed discussion and should not be obscured behind a formulaic application of the public forum doctrine.[7] [26] We have recognized that public forum analysis becomes more difficult as it is applied to an increasingly broad panoply of government-sponsored communication. Judge Rubin noted in Muir v. Alabama Educ. Television Comm’n that,[t]he function of a state agency operating an informational medium is significant in determining first amendment restrictions on its actions. State agencies publish alumni bulletins, newsletters devoted to better farming practices, and law reviews; they operate or subsidize art museums and theater companies and student newspapers. The federal government operates the Voice of America and Radio Free Europe and Radio Liberty, publishes “journals, magazines, periodicals, and similar publications” that are “necessary in the transaction of the public business,” including newspapers for branches of the Armed Forces, and pays the salaries of many federal officials who, like the President’s Press Secretary, communicate with the public through the media.[27] 688 F.2d 1033, 1050 (5th Cir. 1982) (en banc) (Rubin, J., concurring) (citations omitted), cert. denied, 460 U.S. 1023, 103 S.Ct. 1274 (1983). While it is clear that in operating an informational medium, the state creates some sort of forum, it would be absurd to hold that the state creates a public forum every time it creates, operates, or sponsors a method of communication.[8] The fact that “a government facility is specifically used for the communication of information and ideas” does not mean that it is “ipso facto a public forum.” Id. at 1041-42 (majority opinion) (citing United States Postal Serv. v. Council of Greenburgh Civic Ass’ns, 453 U.S. 114, 130 n. 6, 101 S.Ct. 2676, 2685 n. 6, 69 L.Ed.2d 517 (1981)). “Were we to hold to the contrary, display cases in public hospitals, libraries, office buildings, military compounds, and other public facilities, immediately would become Hyde Parks open to every would-be pamphleteer and politician. This the Constitution does not require.” Perry, 460 U.S. at 49 n. 9, 103 S.Ct. at 957 n. 9 (quoting Lehman v. City of Shaker Heights, 418 U.S. 298, 304, 94 S.Ct. 2714, 2718, 41 L.Ed.2d 770 (1974)). [28] The difficulty lies in identifying the principles that distinguish one medium of communication from another for first amendment purposes. [29] Estiverne essentially argues that the Bar Journal is a “limited public forum,” designated by the state as a vehicle for expressive activities by members of the state bar. He asserts, then, that as a member of the Bar, he has a first amendment right of access to the Bar Journal. The Supreme Court rejected similar claims in Lehman, Cornelius, and Perry. I Cornelius, the Supreme Court held that a government-sponsored charity drive was not a public forum with respect to all
Page 378
where the government had limited access to the drive to tax-exempt organizations that provided direct social services.[9] 473 U.S. at 804, 105 S.Ct. at 3450. Similarly, in Perry, the Court emphasized that while the school allowed various community groups to use the school mail system for communication, it did not open its mail system “for indiscriminate use by the general public.” 460 U.S. at 47, 103 S.Ct. at 956. In Lehman, the Court held that the City did not create a public forum in the “car cards” in its public transportation system where access to the cards had been limited to nonpolitical advertising. 418 U.S. at 304, 94 S.Ct. at 2718.
[30] To determine whether the government intended to create a public forum, the Supreme Court has looked to the policy and practice of the government with respect to the medium, and to the nature of the property and its compatibility with the speech at issue Cornelius, 473 U.S. at 802, 105 S.Ct. at 3449. The Court has held that the meeting facilities of a state university, a public school board meeting, and a municipal auditorium and city-leased theater were all intended to be forums for expressive activities by the general public or by a class of speakers. Id. at 802-03, 105 S.Ct. at 3448-49 (citing Widmar v. Vincent, 454 U.S. 263, 102 S.Ct. 269, 70 L.Ed.2d 440 (1981) (school meeting facilities) Madison Joint School Dist. v. Wisconsin Employment Relations Comm’n, 429 U.S. 167, 97 S.Ct. 421, 50 L.Ed.2d 376 (1976) (school board meetings); Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 555, 95 S.Ct. 1239, 1245, 43 L.Ed.2d 448[32] Id. (citing Southeastern Promotions, Ltd. v. City of West Palm Beach, 457 F.2d 1016, 1019 (5th Cir. 1972)). We held i Southeastern Promotions that a municipal theater was “a highly appropriate site for First Amendment activities [because] [t]he essential purpose and character of the municipality’s auditorium is the promotion of communication and expression for the benefit of the general citizenry.” 457 F.2d at 1019. We therefore concluded that the managers of the auditorium were not free to exercise “unfettered discretion to regulate the auditorium’s bill of fare,” and that the plaintiff’s first amendment rights had been violated by the city’s refusal to present the musical “Hair” in its auditorium. Id. at 1020. [33] In Muir, however, we applied the same standard and determined that a public television station was not a public forum. We reasoned in Muir that the “pattern of usual activity for public television stations is the statutorily mandated practice of the broadcast licensee exercising sole programming authority” and that “[t]he general invitation extended to the public is not to schedule programs, but to watch or decline to watch what is offered.” 688 F.2d at 1042. We noted that this conclusion was consistent with the Supreme Court’s doctrine regarding the public’s right of access to private television stations. Id. [34] Our conclusion in Muir rested upon a concern that the editorial decisions of state-sponsored media ought not to be viewed “in the same manner and subjected to the same restrictions as state regulatory activity affecting speech in other areas.”Id. at 1043. In Muir, as here, the state actor was itself[D]oes the character of the place, the pattern of usual activity, the nature of its essential purpose and the population who take advantage of the general invitation extended make it an appropriate place for communication of views on issues
Page 379
of political and social significance[?]
Page 380
the state agency “must necessarily make discriminating choices,” sometimes based on content, as to what material to air or to publish.[13] Id.
[36] The same cannot be said “where the government sponsors … certain facilities through the use of which others are allowed to communicate and to exercise their own right of expression.”Id. at 1043 (emphasis added). Where a forum serves as an essentially passive vehicle for expressive activity by the public, or by a particular class of speakers, unrestricted access is not “incompatible with the facility’s primary activity.” Id.Page 381
medium at issue was not intended to be used by the public to exercise its own right of expression, but was intended instead to serve a narrower, instrumental purpose of the state agency in question — a purpose, moreover, that was incompatible with unrestricted access with respect to even a particular class of speakers. Thus, the Court held in Lehman that the “car cards” were “part of the commercial venture” of providing transportation to citizens. “In much the same way that a newspaper or periodical, or even a radio or television station, need not accept every proffer of advertising from the general public, a city transit system has discretion to develop and make reasonable choices concerning the type of advertising that may be displayed in its vehicles.”[15] 418 U.S. at 303, 94 S.Ct. at 2717. The government’s decision to restrict access to the cards was characterized as a “managerial decision.” Id. at 304, 94 S.Ct. at 2718.
[38] Similarly, the Court in Cornelius stressed the government’s prerogatives as an employer and drew an analogy to the discretion exercised by the government’s private counterparts: “The federal work-place, like any place of employment, exists to accomplish the business of the employer. … `[T]he government, as an employer, must have wide discretion and control over the management of its personnel and internal affairs.'” Cornelius, 473 U.S. at 805-06, 105 S.Ct. at 3451 (citation omitted). While the Court did not expressly rely on this point in concluding that the school mail service at issue in Perry was not a public forum, the rationale is implicit in the Court’s conclusion that as a matter of labor-management relations, the school district could restrict access to the mail service to the teachers’ official bargaining representative.[16] 460 U.S. at 51, 103 S.Ct. at 958. [39] We conclude that the Louisiana Bar Journal, as the trade publication of the Louisiana Bar, similarly serves a narrow, instrumental role. It was not established as an open forum for the expressive activities of the public, or of all members of the Bar. Rather, the invitation extended to the public is to submitPage 382
is subject to first amendment constraints that do not apply to the private press. While a state actor may restrict access to a nonpublic forum based on the content of the speech or the identity of the speaker, its regulations must be reasonable in light of the purposes served by the forum. Cornelius, 473 U.S. at 806, 105 S.Ct. at 3451-52; Perry, 460 U.S. at 46, 103 S.Ct. at 955. The policies and practices governing access to the forum may not be arbitrary, capricious, or invidious. Lehman, 418 U.S. at 303, 94 S.Ct. at 2717. Moreover, a state actor may not deny access to a nonpublic forum on the basis of the viewpoint of the proffered speech. Cornelius, 473 U.S. at 806, 105 S.Ct. at 3451-52; Perry, 460 U.S. at 46, 103 S.Ct. at 955-56. These constraints are consistent both with the special obligations of fairness that are properly imposed on state actors and with the practical necessities of operating the sort of medium at issue.
[41] We conclude that the Bar Journal’s refusal to publish Mr. Estiverne’s reply was reasonable in light of the purpose of the forum.[17] The reports on the disciplinary proceedings against Mr. Estiverne were published only after a petition for disciplinary action had been filed in the state supreme court and had therefore become a matter of public record. The record discloses further that the report on the proceedings against Mr. Estiverne differed in no way from reports on similar proceedings pending against other attorneys. The Bar Association maintains that its policy of publishing a list of disciplinary petitions filed in the supreme court and of not publishing an attorney’s version of the charges against him or her is rationally related to the objectives of Article XV of the Articles of Incorporation of the Louisiana State Bar Association which governs disciplinary actions against attorneys. The purpose of the reports is to encourage adherence to the disciplinary rules by warning attorneys that the rules are enforced. The Bar Association could reasonably conclude that allowing attorneys to purchase space in the magazine to reply to the charges against them would be inconsistent with the Bar Association’s limited purpose in publishing the information about disciplinary proceedings in the first instance. See Allston,Page 383
480 F. Supp. at 334 (finding reasonable relation between rejection of advertisement by Bar Association newspaper and editorial policy that sought to avoid `gray areas’ of professional ethics and to retain informational character of publication). The Bar Journal
could conclude, moreover, that it would be “administratively unmanageable” to allow attorneys to respond to such reports Cornelius, 473 U.S. at 809, 105 S.Ct. at 3453. Having granted one such request, the magazine could be compelled to grant access to every other attorney who demanded the same right to reply.
III.
[46] We hold that the district court properly granted summary judgment to defendant on each of the issues in this case. First, summary judgment on the defamation claim was appropriate because plaintiff could not establish an essential element of his claim. Second, the Louisiana Bar Journal is not, as a matter of law, a public forum and the Bar Journal’s refusal to grant plaintiff access to the Bar Journal to respond to disciplinary charges against him was reasonable. Finally, plaintiff’s due process and equal protection rights were not violated.
Estiverne suggests in his brief on appeal that “[t]he vagueness of Article XV Sections 10(d) and 10(e) caused the defendant-appellee to violate petitioner’s rights under the Privacy Act.” Estiverne did not challenge the validity of the Articles of Incorporation in his complaint and the district court did not decide this issue. We therefore do not decide whether Estiverne’s interpretation of the Articles of Incorporation is correct or whether the Articles, if so interpreted, would violate his privacy rights. See United States v. Ballard, 779 F.2d 287, 295 (5th Cir.), cert. denied, 475 U.S. 1109, 106 S.Ct. 1518, 89 L.Ed.2d 916 (1986) (party abandoned claim by failing to brief issue adequately).
The circularity of the Supreme Court’s doctrine stems perhaps from the misleading nature of the labels applied to different types of forums. A limited public forum is not in fact very “limited” in terms of the state’s ability to restrict access to it. While the forum is “limited” in the sense that access is restricted as an initial matter to a particular class of speakers, or to particular subject matter, the state may not limit the access of that group, absent a compelling state interest. The circularity of the Court’s analysis may arise because such unrestricted access is incompatible with the nature of many forums that would appear to fall into the limited public forum category as it is now defined. Rather than changing the definition of limited public forums, or altering the analysis, as Justice Blackmun suggests, to focus more on the compatibility of the forum with the proffered speech, the Court has strained, within the present definitions, to characterize forums as nonpublic. The latter designation, however, is also misleading. It is essential to note that a nonpublic forum i not a private forum. Because it is a government-sponsored medium of communication, it is still subject to first amendment constraints that do not apply to the private media.
While we are sensitive to Justice Blackmun’s concerns, we do not believe that they apply to our decision today. Our conclusion that the Bar Journal is not a “limited public forum” does not turn solely on the fact that the forum has been limited to a particularly narrow class of speakers. Rather, we conclude that the Bar Journal was not intended to be a forum for general expressive activity even by the class of speakers seeking access to it and that such access would not be compatible with the nature and purpose of the Journal.
In this respect, a government-sponsored magazine or television station is even more clearly a nonpublic forum than was the charity drive in Cornelius, the school mail system in Perry,
or the “car cards” in Lehman — all of which were essentially passive vehicles for the expressive activity of others.
We could of course, envision a television station or publication that might not require this degree of editorial discretion — that would in fact be a passive vehicle for the expressive activities of others. While the Supreme Court has not yet decided the issue, it is possible that public-access cable television would be considered to be such a forum, as might the “print” equivalent.
To hold otherwise would prohibit the Journal from making any content-based distinctions among proffered advertising unless those distinctions were necessary to achieve a compelling governmental interest. Here, as in Lehman, the fact that a state actor has allowed some advertising through its medium of communication does not transform that medium into an open forum.
It is conceivable, as Professor Tribe suggests, that a city could announce at the outset of its construction of a theater, that the forum was to be used “only for `non-offensive’ or `truly artistic’ productions.” Id. While this hypothetical presents a hard case for public forum analysis, we do not believe that our decision today would compel a holding that a municipal theater could be transformed into a nonpublic forum simply by the government’s announcement that it is not intended to be a public forum. That determination would depend on a complex of factors, including not only the government’s policy and practice with respect to the forum, but also the nature of the forum itself and its compatibility with the expressive activity at issue. Cornelius, 473 U.S. at 802, 105 S.Ct. at 3449.
We note that few attempts to reformulate public forum analysis have succeeded in eliminating all ambiguity in the doctrine See, e.g., Post, supra note 11 at 1801-09 (proposing that Court look to social practices with respect to various forums, but noting that such practices are necessarily malleable).
Moreover, to the extent that Estiverne could argue that th Journal’s publication of the reports constitutes adoption of a particular viewpoint, his argument again runs into adverse Supreme Court precedent. The Journal’s actions here are directly analogous to those of the school district in Perry. I Perry, the Court rejected the plaintiffs’ argument that the school district’s refusal to allow a Teachers’ Association access to the school mail system constituted viewpoint discrimination — even though the school district’s agreement to allow exclusive access to the teachers’ official bargaining representative could be construed as discriminating against the viewpoint of the rival union. 460 U.S. 37, 49 n. 9, 103 S.Ct. 948, 957 n. 9. In the same way that the one union’s status as official bargaining representative made it permissible for the school district to refuse a rival union access to the mail system, id., the Bar Journal’s status as the official publication of the Bar Association would allow it to publish the factual reports of the Committee on Professional Responsibility without publishing responses by disciplined attorneys. Allowing the Committee on Professional Responsibility to publish its reports in the Bar Journal enables the Bar Association to “perform effectively its obligations” to promote adherence to the Code of Professional Responsibility. Id. at 51, 103 S.Ct. at 958.
Page 384
491 F.2d 5 (1974) SOUTH GWINNETT VENTURE, a Partnership composed of South Gwinnett Apartments, Inc.,…
919 F.2d 981 (1990) UNITED STATES of America, Plaintiff-Appellee, v. Samuel DUNCAN, Jr., Grace Duncan,…
428 F.3d 559 (2005) TEST MASTERS EDUCATIONAL SERVICES, INC.; Vivek Israni, Plaintiffs-Appellees, v. Robin SINGH,…
179 F.3d 197 (1999) In The Matter of: COASTAL PLAINS, INC., Debtor. Browning Manufacturing, Appellant/Cross-Appellee,…
981 F.2d 772 (1993) UNITED STATES of America, Plaintiff-Appellee, v. Augustin Mora CARRILLO, Defendant-Appellant. No.…
385 F.2d 366 (1967) Clayton E. DURHAM, Appellant, v. FLORIDA EAST COAST RAILWAY COMPANY, Appellee.…